The Arizona Corporation Commission has revoked the investment adviser representative license of a Scottsdale man, Jeffrey Francis Thompson, and the investment adviser license of his company, Leyenda Capital Partners.
Leyenda Capital Partners was doing business as JFThompson Wealth Management, LLC.
According to the Arizona Corporation Commission, the state of Colorado permanently revoked Thompson’s investment adviser representative license and his company’s investment adviser license.
The U.S. Securities and Exchange Commission has also barred Thompson from associating with any investment adviser, dealer, broker, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization.
The Corporation Commission found the revocations of Thompson and his company’s Arizona licenses to be appropriate, in the public interest and necessary for the protection of investors.